Investment Operations

T+1 Impact on Collateral and Securities Finance

Course Instructor

Course Level

Intermediate

Certification

Certificate

Delivery

Via Zoom

Hours (EST)

1:00 pm - 5:00 pm​

Description

*This course can be offered upon request and can be customized to fit your team’s needs.

Drilling down into the operational details of the shift to the T+1 shortened settlement cycles in the U.S. readily exposes the fundamentally new strains and impacts on the operations of asset managers, broker dealers and banks globally.  In this course, we will focus on the impacts of the T+1 transition on collateral management and funding/liquidity, and on securities finance operations. Throughout the course, the instructor will provide detailed, actionable recommendations on each step of the implementation. We highly encourage participation and questions ahead of class are also welcomed.

Prerequisite: Understanding of the T+1 implementation basics

Agenda

  • T+1 Regulatory Timeline
  • Assets Covered Under the Transition
  • Securities Collateral Management & T+1 Impacts
  • Margin Management in Volatile Markets & T+1
  • T+1 Implications for Funding & Liquidity
  • Bi-Lateral Repo Transaction Processing and Tri-Party Repo in T+1 Environment
  • Securities Lending Pain Points: Sales, Recalls, Corporate Actions
  • FX and Cross Border Complications
  • Complexities and Challenges of T+1 Compliance from European or Asian Operations
  • How to Prepare to Lessen the Impacts
  • The Critical Importance of Process Change and Automation

Summary & Questions

In-House Training

Custom Training can help you achieve your corporate training goals while staying on budget and focusing the content on the needs of your group. Email your questions regarding corporate training to training@investmentoperations.net.

2024 Training Calendar

Training Catalogue

Course Instructor

Course Level

Intermediate

Certification

Certificate

Delivery

Via Zoom

Hours (EST)

1:00 pm - 5:00 pm​

Description

*This course can be offered upon request and can be customized to fit your team’s needs.

Drilling down into the operational details of the shift to the T+1 shortened settlement cycles in the U.S. readily exposes the fundamentally new strains and impacts on the operations of asset managers, broker dealers and banks globally.  In this course, we will focus on the impacts of the T+1 transition on collateral management and funding/liquidity, and on securities finance operations. Throughout the course, the instructor will provide detailed, actionable recommendations on each step of the implementation. We highly encourage participation and questions ahead of class are also welcomed.

Prerequisite: Understanding of the T+1 implementation basics

Agenda

  • T+1 Regulatory Timeline
  • Assets Covered Under the Transition
  • Securities Collateral Management & T+1 Impacts
  • Margin Management in Volatile Markets & T+1
  • T+1 Implications for Funding & Liquidity
  • Bi-Lateral Repo Transaction Processing and Tri-Party Repo in T+1 Environment
  • Securities Lending Pain Points: Sales, Recalls, Corporate Actions
  • FX and Cross Border Complications
  • Complexities and Challenges of T+1 Compliance from European or Asian Operations
  • How to Prepare to Lessen the Impacts
  • The Critical Importance of Process Change and Automation

Summary & Questions

In-House Training

Custom Training can help you achieve your corporate training goals while staying on budget and focusing the content on the needs of your group. Email your questions regarding corporate training to training@investmentoperations.net.

2024 Training Calendar

Training Catalogue

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