Investment Operations

Prime Brokerage and Prime Services

Categories Intermediate, Operations

Course Instructor

Course Level

Intermediate

Certification

4.0 CPE Credits

Delivery

Via Zoom

Hours (EST)

9:00 am - 1:00 pm​

Description

Date: October 16

The Prime Brokerage and Prime Services virtual program will focus on the business of prime brokerage and prime services, with a particular emphasis on the latest market developments. The Prime Brokerage and Prime Services training seminar will introduce the participant to the development and history of this business, what services it may (and may not) provide to the client, who the major participants are, what the current state of the business is and why it is so competitive.  With banks focusing on fee-generating businesses, the prime brokerage is a critical operation and an understanding of its role in the capital markets arena is critical to understanding how the markets currently operate. Prerequisite: None

Learning Objectives

  1. Describe what a prime broker does and why it exists.
  2. Identify other services that may be offered through a prime brokerage arrangements.
  3. Explain the different participants and their roles and motivations in a prime brokerage arrangement.
  4. Understand what makes this business so competitive and why some banks are committing more capital to it and some are dropping out.
  5. Describe the impact that recent regulatory changes have had on this business.

Agenda

What are Prime Services?

Prime Services

  1. Concierge services
  2. Competitive landscape
  3. Current players
  4. Case Study: Financial Crisis

Stock Lending

  1. What is stock lending
  2. Participants
  3. Rates & Specials
  4. Stock lending versus Repos

Custodial Services

  1. History
  2. Custodial operations
  3. Lending and financing
  4. Corporate Actions
  5. Processing and clearing
  6. Reporting

Summary & Questions

In-House Training

Custom Training can help you achieve your corporate training goals while staying on budget and focusing the content on the needs of your group. Email your questions regarding corporate training to training@investmentoperations.net.

2024 Training Calendar

Training Catalogue

Course Instructor

Course Level

Intermediate

Certification

4.0 CPE Credits

Delivery

Via Zoom

Hours (EST)

9:00 am - 1:00 pm​

Description

Date: October 16

The Prime Brokerage and Prime Services virtual program will focus on the business of prime brokerage and prime services, with a particular emphasis on the latest market developments. The Prime Brokerage and Prime Services training seminar will introduce the participant to the development and history of this business, what services it may (and may not) provide to the client, who the major participants are, what the current state of the business is and why it is so competitive.  With banks focusing on fee-generating businesses, the prime brokerage is a critical operation and an understanding of its role in the capital markets arena is critical to understanding how the markets currently operate. Prerequisite: None

Learning Objectives

  1. Describe what a prime broker does and why it exists.
  2. Identify other services that may be offered through a prime brokerage arrangements.
  3. Explain the different participants and their roles and motivations in a prime brokerage arrangement.
  4. Understand what makes this business so competitive and why some banks are committing more capital to it and some are dropping out.
  5. Describe the impact that recent regulatory changes have had on this business.

Agenda

What are Prime Services?

Prime Services

  1. Concierge services
  2. Competitive landscape
  3. Current players
  4. Case Study: Financial Crisis

Stock Lending

  1. What is stock lending
  2. Participants
  3. Rates & Specials
  4. Stock lending versus Repos

Custodial Services

  1. History
  2. Custodial operations
  3. Lending and financing
  4. Corporate Actions
  5. Processing and clearing
  6. Reporting

Summary & Questions

In-House Training

Custom Training can help you achieve your corporate training goals while staying on budget and focusing the content on the needs of your group. Email your questions regarding corporate training to training@investmentoperations.net.

2024 Training Calendar

Training Catalogue

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