Investment Operations

Key Risk and Performance Indicators

Categories Intermediate, Risk

Course Instructor

Course Level

Intermediate

Certification

4.0 CPE Credits

Delivery

Via Zoom

Hours (EST)

9:00 am - 1:00 pm​

Description

*This course can also be offered upon request and can be customized to fit your team’s needs.

Date: April 22

The Key Risk and Performance Indicators virtual course will focus on Key Risk Indicators (KRI) and Key Performance Indicators as well as the best practices for their effective use. The course will define and compare KRIs to KPIs and their practical applications.  The monitoring and value assessment of KRIs will also be examined as the use of this risk management tool is constantly a work in motion. The objective of the course is to:

  • Define KRI & KPI
  • Explain the difference between KRIs and KPIs
  • Discuss root causes as they relate to KRIs
  • Explain the framework for developing KRIs
  • Describe challenges in developing KRIs
  • Identify characteristics of successful KRIs
  • Identify sources of information
  • Assess KRI monitoring, communication and value

Prerequisite: None

Who should attend

  • Risk Managers
  • Risk Practitioners
  • Chief Risk Officers
  • Internal Auditors
  • Governance and Compliance Managers

Agenda

  • KRI Framework:
    1. Relationship to KPIs
    2. Common challenges
    3. KRIs as leading indicators
    4. Root cause events
    5. Intermediate events
    6. What are Key Risk Indicators?
  • Risk Appetite
  • Defining and maintaining a KRI framework
  • Selecting KRIs
  • Linking objectives and strategies to risks
  • KRIs as a strategic management tool
  • Core Elements of Well-Designed KRIs
  • Sources of Information
  • Guidelines for Best Practices
  • Common KRIs for financial firms
  • Communication and Reporting
  • Procedures and Policies

Summary and Questions

In-House Training

Custom Training can help you achieve your corporate training goals while staying on budget and focusing the content on the needs of your group. Email your questions regarding corporate training to training@investmentoperations.net.

2023 Training Calendar

Training Catalogue

Course Instructor

Course Level

Intermediate

Certification

4.0 CPE Credits

Delivery

Via Zoom

Hours (EST)

9:00 am - 1:00 pm​

Description

*This course can also be offered upon request and can be customized to fit your team’s needs.

Date: April 22

The Key Risk and Performance Indicators virtual course will focus on Key Risk Indicators (KRI) and Key Performance Indicators as well as the best practices for their effective use. The course will define and compare KRIs to KPIs and their practical applications.  The monitoring and value assessment of KRIs will also be examined as the use of this risk management tool is constantly a work in motion. The objective of the course is to:

  • Define KRI & KPI
  • Explain the difference between KRIs and KPIs
  • Discuss root causes as they relate to KRIs
  • Explain the framework for developing KRIs
  • Describe challenges in developing KRIs
  • Identify characteristics of successful KRIs
  • Identify sources of information
  • Assess KRI monitoring, communication and value

Prerequisite: None

Who should attend

  • Risk Managers
  • Risk Practitioners
  • Chief Risk Officers
  • Internal Auditors
  • Governance and Compliance Managers

Agenda

  • KRI Framework:
    1. Relationship to KPIs
    2. Common challenges
    3. KRIs as leading indicators
    4. Root cause events
    5. Intermediate events
    6. What are Key Risk Indicators?
  • Risk Appetite
  • Defining and maintaining a KRI framework
  • Selecting KRIs
  • Linking objectives and strategies to risks
  • KRIs as a strategic management tool
  • Core Elements of Well-Designed KRIs
  • Sources of Information
  • Guidelines for Best Practices
  • Common KRIs for financial firms
  • Communication and Reporting
  • Procedures and Policies

Summary and Questions

In-House Training

Custom Training can help you achieve your corporate training goals while staying on budget and focusing the content on the needs of your group. Email your questions regarding corporate training to training@investmentoperations.net.

2023 Training Calendar

Training Catalogue

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