Investment Operations

Fixed Income Trade Lifecycle

Categories Introductory, Operations

Course Instructor

Course Level

Beginner

Certification

4.0 CPE Credits

Delivery

Via Zoom

Hours (EST)

8:30 am - 12:30 pm​

Description

*This course can also be offered upon request and can be customized to fit your team’s needs.

Date: October 9

The Fixed Income Trade Lifecycle virtual course tracks a fixed-income trade from the point that an investor sends an order to their broker through execution, pre-settlement, settlement, asset servicing, and regulatory compliance. The class opens with a review of significant events in the fixed-income marketplace. This is followed by an overview of fixed-income products and the participants in the fixed-income arena. At the end of this interactive class, participants will have a keen understanding of the processes, functions, and activities in the Fixed Income Trade Lifecycle.  During various points throughout the day, there will be a discussion of some of the evolving trends in fixed-income markets and trade processing activities led by the instructor. Prerequisites: None

Agenda

Fixed income Products

  • US Government
  • Municipal
  • Corporate

Participants

  • Buy-side
  • Sell-side
  • Industry Utilities
  • Industry Service Organizations

Markets

  • Marketplaces
  • Electronic
  • Telephone
  • Inter-dealer Brokers

Order Processing/Execution

  • Order Receipt
  • Routing

Middle Office

  • Trade Entry
  • Trade Reporting
  • Inventory management
  • Confirmation/Affirmation

Comparison

  • Real-Time Trade Matching
  • Industry Utility
  • Process

Clearance

  • Trade Guarantee
  • Central Counterparty
  • Novation
  • Industry Utility

Settlement

  • Environments
  • Exchange of Value
  • Federal Reserve/Clearing Banks
  • Depository Trust Company

Fail Control/Financing

  • Fails
  • Financing
  • Securities Borrow/Loan

Inventory Control

  • Depository Trust Company
  • Federal Reserve/Clearing Banks
  • Physical securities

Stock Record

  • Books & Records

Income Collection & Distribution

  • Interest
  • Principal repayments

Corporate Action Processing

  • Type of event
  • Event processes

Trends

  • Fixed Income Trading
  • On an exchange?
  • The impact of credit rating agencies’ optimism

Summary & Questions

In-House Training

Custom Training can help you achieve your corporate training goals while staying on budget and focusing the content on the needs of your group. Email your questions regarding corporate training to training@investmentoperations.net.

2024 Training Calendar

Training Catalogue

Course Instructor

Course Level

Beginner

Certification

4.0 CPE Credits

Delivery

Via Zoom

Hours (EST)

8:30 am - 12:30 pm​

Description

*This course can also be offered upon request and can be customized to fit your team’s needs.

Date: October 9

The Fixed Income Trade Lifecycle virtual course tracks a fixed-income trade from the point that an investor sends an order to their broker through execution, pre-settlement, settlement, asset servicing, and regulatory compliance. The class opens with a review of significant events in the fixed-income marketplace. This is followed by an overview of fixed-income products and the participants in the fixed-income arena. At the end of this interactive class, participants will have a keen understanding of the processes, functions, and activities in the Fixed Income Trade Lifecycle.  During various points throughout the day, there will be a discussion of some of the evolving trends in fixed-income markets and trade processing activities led by the instructor. Prerequisites: None

Agenda

Fixed income Products

  • US Government
  • Municipal
  • Corporate

Participants

  • Buy-side
  • Sell-side
  • Industry Utilities
  • Industry Service Organizations

Markets

  • Marketplaces
  • Electronic
  • Telephone
  • Inter-dealer Brokers

Order Processing/Execution

  • Order Receipt
  • Routing

Middle Office

  • Trade Entry
  • Trade Reporting
  • Inventory management
  • Confirmation/Affirmation

Comparison

  • Real-Time Trade Matching
  • Industry Utility
  • Process

Clearance

  • Trade Guarantee
  • Central Counterparty
  • Novation
  • Industry Utility

Settlement

  • Environments
  • Exchange of Value
  • Federal Reserve/Clearing Banks
  • Depository Trust Company

Fail Control/Financing

  • Fails
  • Financing
  • Securities Borrow/Loan

Inventory Control

  • Depository Trust Company
  • Federal Reserve/Clearing Banks
  • Physical securities

Stock Record

  • Books & Records

Income Collection & Distribution

  • Interest
  • Principal repayments

Corporate Action Processing

  • Type of event
  • Event processes

Trends

  • Fixed Income Trading
  • On an exchange?
  • The impact of credit rating agencies’ optimism

Summary & Questions

In-House Training

Custom Training can help you achieve your corporate training goals while staying on budget and focusing the content on the needs of your group. Email your questions regarding corporate training to training@investmentoperations.net.

2024 Training Calendar

Training Catalogue

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