Investment Operations

ETF Lifecycle

Categories Introductory, Operations

Course Instructor

Course Level

Beginner

Certification

Certificate

Delivery

Via Zoom

Hours (EST)

8:30 am - 12:30 pm​

Description

*This course can be offered upon request and can be customized to fit your team’s needs.

Date: May 30

This virtual course will cover the lifecycle of an ETF from trade inception to settlement. Participants will explore how ETFs are created, traded, cleared and settled. Through the use of interactive discussions from today’s markets, the participants will have the opportunity to understand and internalize critical concepts as they progress through the program.  The course will focus on the practical application of knowledge and will enable the participants to use what they have learned immediately.

Learning Objectives

  1. Understand the ETF creation process
  2. Identify key market participants
  3. Describe the roles of the various participants in trade and post-trade processing
  4. Distinguish between clearance and settlement procedures
  5. Understand the challenge of ETFs investing

Agenda

Introduction

  • History
  • ETF vs mutual funds
  • Key market participants
  • Creation and redemption
  • Slippage and tracking error

Settlement and Clearing

  • Execution
  • Trade capture
  • Clearing
    • Affirmation
    • Validation
    • Confirmations
    • Matching
    • Affirmations
  • Asset servicing
  • Settlement
  • Post settlement activities

Technology

  • Technology requirements
  • Automation
  • Current issues and solutions
    • Crypto ETFs

Summary & Questions

In-House Training

Custom Training can help you achieve your corporate training goals while staying on budget and focusing the content on the needs of your group. Email your questions regarding corporate training to training@investmentoperations.net.

2024 Training Calendar

Training Catalogue

Course Instructor

Course Level

Beginner

Certification

Certificate

Delivery

Via Zoom

Hours (EST)

8:30 am - 12:30 pm​

Description

*This course can be offered upon request and can be customized to fit your team’s needs.

Date: May 30

This virtual course will cover the lifecycle of an ETF from trade inception to settlement. Participants will explore how ETFs are created, traded, cleared and settled. Through the use of interactive discussions from today’s markets, the participants will have the opportunity to understand and internalize critical concepts as they progress through the program.  The course will focus on the practical application of knowledge and will enable the participants to use what they have learned immediately.

Learning Objectives

  1. Understand the ETF creation process
  2. Identify key market participants
  3. Describe the roles of the various participants in trade and post-trade processing
  4. Distinguish between clearance and settlement procedures
  5. Understand the challenge of ETFs investing

Agenda

Introduction

  • History
  • ETF vs mutual funds
  • Key market participants
  • Creation and redemption
  • Slippage and tracking error

Settlement and Clearing

  • Execution
  • Trade capture
  • Clearing
    • Affirmation
    • Validation
    • Confirmations
    • Matching
    • Affirmations
  • Asset servicing
  • Settlement
  • Post settlement activities

Technology

  • Technology requirements
  • Automation
  • Current issues and solutions
    • Crypto ETFs

Summary & Questions

In-House Training

Custom Training can help you achieve your corporate training goals while staying on budget and focusing the content on the needs of your group. Email your questions regarding corporate training to training@investmentoperations.net.

2024 Training Calendar

Training Catalogue

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