Investment Operations

Derivatives Trade Life Cycle

Course Instructor

Course Level

Beginner

Certification

4.0 CPE Credits

Delivery

Via Zoom

Hours (EST)

8:30 am - 12:30 pm​

Description

*This course can also be offered upon request and can be customized to fit your team’s needs.

Date: October 30

Attend this interactive Derivatives Trade Lifecycle half-day class for an up-to-date presentation of this flexible investment asset. Follow the activities supporting trading and settlement of listed and over-the-counter instruments including, forwards, futures, options and swaps. Topics include the roles of the exchanges, clearing organization, trading practices, margin and settlement processing and the associated risks. The presentation is split into two sections: listed and over-the-counter contracts. This permits each to be presented in a clear, concise format and supports the understanding of the similarities and differences in, and use of, each type of contract. We conclude with a recap of regulatory changes and their impact. Prerequisite: None

Agenda

Type of Contracts

  • Forwards
  • Futures
  • Options
  • Swaps

Listed Contracts Infrastructure

  • Participants
  • MarketPlace
  • Membership agreements

Listed Contracts Trade Processing

  • Confirmation
  • Clearance activities
  • Margin
  • Collateral requirements

Listed Contracts Settlement

  • Cash & Underlying settlement process
  • Assignments / Exercise
  • Reconciliation

Over-the-Counter (OTC) Contracts Infrastructure

  • Participants
  • Marketplace
  • ISDA agreement

OTC Contracts Trade Processing

  • Confirmation
  • Industry utility interfaces
  • Collateral management

Settlement & Payment

  • Netting agreements
  • Payment flows

Impact of Regulatory Changes

  • Dodd-Frank Act (DFA)
  • Commodity Futures Trading Commission (CFTC)
  • European Market Infrastructure Regulation (EMIR)
  • Financial Accounting Standards Board (FASB)
  • International Accounting Standards Board (IASB)

Summary & Questions

In-House Training

Custom Training can help you achieve your corporate training goals while staying on budget and focusing the content on the needs of your group. Email your questions regarding corporate training to training@investmentoperations.net.

2024 Training Calendar

Training Catalogue

Course Instructor

Course Level

Beginner

Certification

4.0 CPE Credits

Delivery

Via Zoom

Hours (EST)

8:30 am - 12:30 pm​

Description

*This course can also be offered upon request and can be customized to fit your team’s needs.

Date: October 30

Attend this interactive Derivatives Trade Lifecycle half-day class for an up-to-date presentation of this flexible investment asset. Follow the activities supporting trading and settlement of listed and over-the-counter instruments including, forwards, futures, options and swaps. Topics include the roles of the exchanges, clearing organization, trading practices, margin and settlement processing and the associated risks. The presentation is split into two sections: listed and over-the-counter contracts. This permits each to be presented in a clear, concise format and supports the understanding of the similarities and differences in, and use of, each type of contract. We conclude with a recap of regulatory changes and their impact. Prerequisite: None

Agenda

Type of Contracts

  • Forwards
  • Futures
  • Options
  • Swaps

Listed Contracts Infrastructure

  • Participants
  • MarketPlace
  • Membership agreements

Listed Contracts Trade Processing

  • Confirmation
  • Clearance activities
  • Margin
  • Collateral requirements

Listed Contracts Settlement

  • Cash & Underlying settlement process
  • Assignments / Exercise
  • Reconciliation

Over-the-Counter (OTC) Contracts Infrastructure

  • Participants
  • Marketplace
  • ISDA agreement

OTC Contracts Trade Processing

  • Confirmation
  • Industry utility interfaces
  • Collateral management

Settlement & Payment

  • Netting agreements
  • Payment flows

Impact of Regulatory Changes

  • Dodd-Frank Act (DFA)
  • Commodity Futures Trading Commission (CFTC)
  • European Market Infrastructure Regulation (EMIR)
  • Financial Accounting Standards Board (FASB)
  • International Accounting Standards Board (IASB)

Summary & Questions

In-House Training

Custom Training can help you achieve your corporate training goals while staying on budget and focusing the content on the needs of your group. Email your questions regarding corporate training to training@investmentoperations.net.

2024 Training Calendar

Training Catalogue

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