Investment Operations

Collateral Management Fundamentals

Course Instructor

Course Level

Beginner

Certification

Certificate

Delivery

Via Zoom

Hours (EST)

1:00 pm​ - 5:00 pm

Description

*This course can also be offered upon request and can be customized to fit your team’s needs.

Date: February 20

Collateral Management Fundamentals is an in-depth course designed to provide finance professionals with a strong foundation in collateral management principles and practices. Gain a comprehensive understanding of the collateral lifecycle, risk mitigation, and regulatory requirements to confidently navigate today’s complex financial landscape. This course is ideal for both new entrants and experienced professionals seeking to enhance their knowledge in collateral management and discuss the following:

  • Understand the fundamentals of collateral management
  • Gain insights into the collateral lifecycle and management processes
  • Learn about regulatory requirements and best practices
  • Develop strategies for effective risk mitigation
  • Enhance decision-making skills in collateral management

Pre-requisite: None

Who Should Attend

  • Financial analysts and associates
  • Risk managers
  • Operations professionals
  • Compliance officers
  • Portfolio managers
  • Asset managers
  • Regulatory and policy professionals

Agenda

Overview of Collateral Management

  • Definition of collateral management
  • Importance of collateral management in the securities industry
  • Types of collateral and their uses

Legal Framework for Collateral Management

  • Regulatory bodies that oversee collateral management
  • The legal basis for collateral management
  • The role of contracts in collateral management

Margin Requirements and Collateral Optimization

  • The concept of margin and its importance in collateral management
  • Margin requirements for various financial instruments
  • Techniques for optimizing collateral

Collateral Management Operations

  • Procedures for managing and monitoring collateral
  • The role of technology in collateral management
  • Integration of collateral management with other financial services

Credit Risk Mitigation and Collateral Management

  • The relationship between credit risk and collateral management
  • The use of collateral to mitigate credit risk
  • Collateral valuation and monitoring

Securities Lending and Collateral Management

  • Overview of securities lending
  • Collateral requirements for securities lending
  • Collateral transformation and substitution

Central Counterparty Clearinghouses

  • Role of central counterparties (CCPs) in collateral management
  • Types of CCPs and their functions
  • Benefits and challenges of using CCPs

Collateral Management Best Practices

  • Best practices for collateral management
  • Common pitfalls in collateral management
  • Effective communication in collateral management

Collateral Management Regulations

  • Overview of collateral management regulations
  • Collateral management regulations in different countries
  • Impact of regulatory changes on collateral management

Future of Collateral Management

  • Trends and developments in collateral management
  • The impact of technology on collateral management
  • New opportunities and challenges in collateral management

Summary & Questions

In-House Training

Custom Training can help you achieve your corporate training goals while staying on budget and focusing the content on the needs of your group. Email your questions regarding corporate training to training@investmentoperations.net.

2024 Training Calendar

Training Catalogue

Course Instructor

Course Level

Beginner

Certification

Certificate

Delivery

Via Zoom

Hours (EST)

1:00 pm​ - 5:00 pm

Description

*This course can also be offered upon request and can be customized to fit your team’s needs.

Date: February 20

Collateral Management Fundamentals is an in-depth course designed to provide finance professionals with a strong foundation in collateral management principles and practices. Gain a comprehensive understanding of the collateral lifecycle, risk mitigation, and regulatory requirements to confidently navigate today’s complex financial landscape. This course is ideal for both new entrants and experienced professionals seeking to enhance their knowledge in collateral management and discuss the following:

  • Understand the fundamentals of collateral management
  • Gain insights into the collateral lifecycle and management processes
  • Learn about regulatory requirements and best practices
  • Develop strategies for effective risk mitigation
  • Enhance decision-making skills in collateral management

Pre-requisite: None

Who Should Attend

  • Financial analysts and associates
  • Risk managers
  • Operations professionals
  • Compliance officers
  • Portfolio managers
  • Asset managers
  • Regulatory and policy professionals

Agenda

Overview of Collateral Management

  • Definition of collateral management
  • Importance of collateral management in the securities industry
  • Types of collateral and their uses

Legal Framework for Collateral Management

  • Regulatory bodies that oversee collateral management
  • The legal basis for collateral management
  • The role of contracts in collateral management

Margin Requirements and Collateral Optimization

  • The concept of margin and its importance in collateral management
  • Margin requirements for various financial instruments
  • Techniques for optimizing collateral

Collateral Management Operations

  • Procedures for managing and monitoring collateral
  • The role of technology in collateral management
  • Integration of collateral management with other financial services

Credit Risk Mitigation and Collateral Management

  • The relationship between credit risk and collateral management
  • The use of collateral to mitigate credit risk
  • Collateral valuation and monitoring

Securities Lending and Collateral Management

  • Overview of securities lending
  • Collateral requirements for securities lending
  • Collateral transformation and substitution

Central Counterparty Clearinghouses

  • Role of central counterparties (CCPs) in collateral management
  • Types of CCPs and their functions
  • Benefits and challenges of using CCPs

Collateral Management Best Practices

  • Best practices for collateral management
  • Common pitfalls in collateral management
  • Effective communication in collateral management

Collateral Management Regulations

  • Overview of collateral management regulations
  • Collateral management regulations in different countries
  • Impact of regulatory changes on collateral management

Future of Collateral Management

  • Trends and developments in collateral management
  • The impact of technology on collateral management
  • New opportunities and challenges in collateral management

Summary & Questions

In-House Training

Custom Training can help you achieve your corporate training goals while staying on budget and focusing the content on the needs of your group. Email your questions regarding corporate training to training@investmentoperations.net.

2024 Training Calendar

Training Catalogue

Want to receive push notifications for all major on-site activities?