Investment Operations

Capital Markets Fundamentals and Equities

Categories Introductory

Course Instructor

Course Level

Beginner

Certification

Certificate

Delivery

Via Zoom

Hours (EST)

8:00 am - 12:00 pm

Description

Date: TBD

The Capital Markets Fundamentals and Equities virtual course will cover the functions of the capital markets with an emphasis on equity products.  The presentation highlights market processes, roles and responsibilities, products and risk.  The course concludes with a through examination of the equity market and its operation in todays market. By the end of the course the attendees will be able to:

  • Identify and describe how capital markets function
  • Describe the role of financial intermediaries
  • Identify different risks as well as their mitigation practices
  • Describe in detail how the equity markets work
  • Identify and define different equity products

Prerequisite: None

Agenda 

Function of Capital Markets

    1. Purpose
    2. Role of intermediaries
    3. Asset classes
    4. Direct and indirect finance

 Risk and Risk Management

    1. Market and liquidity risk
    2. Operational risk
    3. Credit risk
    4. Regulatory risk
    5. Risk mitigation

 Equity Securities and Markets

    1. Common and preferred stock
    2. Rights and warrants
    3. Equity valuation
    4. Fair value measurement

 Summary and Questions

In-House Training

Custom Training can help you achieve your corporate training goals while staying on budget and focusing the content on the needs of your group. Email your questions regarding corporate training to training@investmentoperations.net.

2023 Training Calendar

Training Catalogue

Course Instructor

Course Level

Beginner

Certification

Certificate

Delivery

Via Zoom

Hours (EST)

8:00 am - 12:00 pm

Description

Date: TBD

The Capital Markets Fundamentals and Equities virtual course will cover the functions of the capital markets with an emphasis on equity products.  The presentation highlights market processes, roles and responsibilities, products and risk.  The course concludes with a through examination of the equity market and its operation in todays market. By the end of the course the attendees will be able to:

  • Identify and describe how capital markets function
  • Describe the role of financial intermediaries
  • Identify different risks as well as their mitigation practices
  • Describe in detail how the equity markets work
  • Identify and define different equity products

Prerequisite: None

Agenda 

Function of Capital Markets

    1. Purpose
    2. Role of intermediaries
    3. Asset classes
    4. Direct and indirect finance

 Risk and Risk Management

    1. Market and liquidity risk
    2. Operational risk
    3. Credit risk
    4. Regulatory risk
    5. Risk mitigation

 Equity Securities and Markets

    1. Common and preferred stock
    2. Rights and warrants
    3. Equity valuation
    4. Fair value measurement

 Summary and Questions

In-House Training

Custom Training can help you achieve your corporate training goals while staying on budget and focusing the content on the needs of your group. Email your questions regarding corporate training to training@investmentoperations.net.

2023 Training Calendar

Training Catalogue

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